Identifying sex-specific differences in the carotid revascularisation literature: findings from a scoping review
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* Vignan Yogendrakumar
* Michel Shamy
* Brian Dewar
* Dean A Fergusson
* Dar Dowlatshahi
* Candyce Hamel
* Sophia Gocan
* Mark Fedyk
* Jean-Louis Mas
* Peter Rothwell
* Virginia Howard
* Olena Bereznyakova

## Abstract

**Objective** No systematic review of the literature has dedicated itself to looking at the management of symptomatic carotid stenosis in female patients. In this scoping review, we aimed to identify all randomised controlled trials (RCTs) that reported sex-specific outcomes for patients who underwent carotid revascularisation, and determine whether sufficient information is reported within these studies to assess short-term and long-term outcomes in female patients.

**Design, setting and participants** We systematically searched Medline, Embase, Pubmed and Cochrane libraries for RCTs published between 1991 and 2020 that included female patients and compared either endarterectomy with stenting, or any revascularisation (endarterectomy or stenting) with medical therapy in patients with symptomatic high-grade (>50%) carotid stenosis.

**Results** From 1537 references examined, 27 eligible studies were identified. Sex-specific outcomes were reported in 13 studies. Baseline patient characteristics of enrolled female patients were reported in 2 of those 13 studies. Common outcomes reported included stroke and death, however, there was significant heterogeneity in the reporting of both periprocedural and long-term outcomes. Sex-specific differences relating to the degree of stenosis and time from index event to treatment are largely limited to studies comparing endarterectomy to medical therapy. Adverse events were not reported by sex.

**Conclusions** Only half of the previously published RCTs and systematic reviews report sex-specific outcomes. Detailed analyses on the results of carotid artery intervention for female patients with symptomatic stenosis are limited.

*   atherosclerosis
*   intervention
*   stenosis
*   stent

## Introduction

Carotid revascularisation can benefit select patients with symptomatic carotid stenosis. However, there is debate within the community regarding the degree of benefit observed in female patients.1 2 Interpretation of extant trial data is challenging, as the trials were not designed to study sex differences, and it is unknown whether observed differences reflect true biological differences or relate to study sampling.3–5 In addition, while interaction terms have been non-significant in many of the major trials, there has been, in general, an under-representation of female patients within carotid stenosis trials. A failure to see an interaction effect may therefore reflect inadequate statistical power.6 This has led to the proposal of novel randomised controlled trials (RCTs) of carotid revascularisation versus best medical therapy (BMT) in women only.2 These RCTs would randomise female patients away from standard-of-care interventions and would need to have a strong scientific foundation to be ethically justifiable.

While prior systematic reviews have looked at sex-based differences in carotid stenosis management, they have focused on carotid endarterectomy (CEA) in asymptomatic and symptomatic patients, or included non-randomised data, resulting in heterogenous findings. No systematic review has yet addressed the optimal management (CEA, carotid stenting (CAS) or BMT) of female patients with recently symptomatic high-grade carotid stenosis.

The goal of this scoping review is to determine whether the benefit of carotid revascularisation in female patients can be reliably assessed using existing RCT data, and whether there are sufficient data on outcomes to assess the need for future trials.

## Methods

The authors declare that all supporting data and methodological detail are available within the article and online-only supplement. The protocol for this study was previously published,7 and this study complies with the Preferred Reporting Items for Systematic Reviews and Meta-Analyses extension statement for scoping reviews.8 As a scoping review, our aim was to identify publications of RCTs or related material (systematic reviews, meta-analyses) that reported sex-specific data in relation to the management of symptomatic carotid stenosis (surgical intervention (CEA, CAS) and/or BMT). Symptomatic stenosis was defined as carotid narrowing greater than 50% (or equivalent measurement) associated with an ipsilateral transient ischemic attack (TIA), amaurosis fugax or stroke. We relied on individual trial reporting of carotid stenosis and outcomes, or summary analysis reported by systematic reviews. Four databases were searched: Ovid Medline, Embase, PubMed and the Cochrane Library on Wiley from 1991 to 2018, as per our protocol7 with an updated search of Ovid Medline from 2018 to 2020 (search terms are listed in online supplemental table I). We collected publication information, study population information, severity of ipsilateral carotid stenosis, type of ipsilateral event, treatment allocation, follow-up time and outcome data. These results were described qualitatively. As per scoping review guidelines, a formal assessment of methodological quality was not performed.8 

### Supplementary data

[[svn-2020-000744supp001.pdf]](pending:yes) 

## Results

We identified 13 studies reporting sex-specific outcomes (table 1 and online supplemental figure 1 and table II) representing eight RCTs, three individual patient-data meta-analyses and 3184 female patients.3 4 9–18 Inclusion criteria were largely consistent across studies with the majority recruiting symptomatic patients (TIA, non-disabling ipsilateral stroke or retinal infarction), with carotid stenosis >50% based on either North American Symptomatic Carotid Endarterectomy Trial (NASCET) Collaborators or European Carotid Surgery Trialists’ (ESCT) Collaborative Group criteria. Asymptomatic patients were also recruited in Carotid Revascularisation Endarterectomy Versus Stenting Trial (CREST).3 Baseline patient characteristics by sex were reported in two sub-analyses of the NASCET and CREST (online supplemental table III).3 12 Individual patient data meta-analyses that compared CEA to BMT4 or CEA to CAS9 10 did not evaluate sex-specific baseline characteristics.

View this table:
[Table 1](http://svn.bmj.com/content/6/3/496/T1)

Table 1 
List of studies with sex-specific outcomes

Commonly reported outcomes included stroke (any or ipsilateral), death (any cause) or a combination thereof. The timepoints at which these outcomes were evaluated varied widely from trial to trial. Individual trials reported a range of follow-up times for long-term outcomes (2–10 years), often combining these measures with periprocedural events (30-day events; figure 1). A Cochrane analysis comparing CEA to CAS was able to assess 30-day periprocedural risk of death and stroke by acquiring individual patient data from five trials.10 Sex-specific assessments of long-term outcomes were largely limited to 5-year risk of stroke (ipsilateral or any)±death.4 5 9 Sex-specific differences relating to the degree of stenosis were only reported in studies comparing CEA to BMT.4 5 

![Figure 1](http://svn.bmj.com/http://svn.smart01.highwire.org/content/svnbmj/6/3/496/F1.medium.gif)

[Figure 1](http://svn.bmj.com/content/6/3/496/F1)

Figure 1 
Sex-specific long-term outcomes. n represents the number of female patients. Pattern areas represent pooled individual patient data analysis.

Overall, the individual patient data meta-analysis of NASCET and ESCT reported a lower absolute risk (ARR) for 5-year stroke and periprocedural death with CEA in women compared with men (2.8% (2.2–7.8) vs 11.0% (7.6–14.4)).5 When stratified by per cent stenosis, women with ≥70% benefited from the procedure (ARR: 9.9%), while those with 50%–69% stenosis did not. A similar pattern was observed with time to procedure: only women who had a CEA performed within 2 weeks of the index event had a significant reduction in recurrent stroke.4 Comparing CEA to CAS at 30 days, there was a non-significant trend towards an increased hazard with CAS.10 No study compared CAS to BMT. Adverse events were not reported by sex.

## Discussion

We sought to perform a scoping review of the literature to determine the type and amount of information available relating to different management strategies for female patients with symptomatic carotid stenosis. Individual patient data analyses from high quality trials have reported on female outcomes for only select comparisons (CEA to BMT and CEA to CAS) in relation to specific outcome measures, (eg, 30-day outcome and 5-year ipsilateral stroke). No conclusions can be drawn about CAS versus CEA, or in relation to per cent stenosis or time to treatment. However, our appraisal of data available within individual trials indicates that a detailed, aggregated subgroup analysis in female compared to male patients is possible (table 1 and online supplemental table II). We contend that such an analysis would be necessary before female-only RCTs of carotid revascularisation are considered. A trial that would randomise female patients with symptomatic carotid stenosis away from standard revascularisation would need a strong scientific argument to be ethically justified,19 and we believe our scoping review demonstrates that more work is needed to draw any conclusions from the available scientific evidence.

## Ethics statements

### Patient consent for publication

Not required.

## Footnotes

*   Contributors Study was designed and conceptualised by VY, MS and OB. Search and screening was performed by BD, CH and OB. Manuscript was drafted by VY. Critical manuscript revision was performed by DD, SG, MF, PR and VH for intellectual content.

*   Funding This work is funded by grants from the Heart and Stroke Foundation of Canada (Seed Catalyst Grant for Women’s Health; no award/grant number) and the Department of Medicine, University of Ottawa.

*   Competing interests None declared.

*   Provenance and peer review Not commissioned; externally peer reviewed.

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